Overdiagnosis

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Overdiagnosis is the diagnosis of "disease" that will never cause symptoms or death during a patient's lifetime. Overdiagnosis is the least familiar side effect of testing for early forms of disease – and, arguably, the most important. It is a problem because it turns people into patients unnecessarily and because it leads to treatments that can only cause harm.

Overdiagnosis occurs when a disease is diagnosed correctly, but the diagnosis is irrelevant. A correct diagnosis may be irrelevant because treatment for the disease is not available, not needed, or not wanted.

Because most people who are diagnosed are also treated, it is difficult to assess whether overdiagnosis has occurred in an individual. Overdiagnosis in an individual cannot be determined during life. Overdiagnosis is only certain when an individual remains untreated, never develops symptoms of the disease and dies of something else.

Thus most of the inferences about overdiagnosis comes from the study of populations. Rapidly rising rates of testing and disease diagnosis in the setting of stable rates of the feared outcome of the disease (e.g. death) are highly suggestive of overdiagnosis. Most compelling, however, is evidence from a randomized trial of a screening test intended to detect pre-clinical disease. A persistent excess of detected disease in the tested group years after the trial is completed constitutes the best evidence that overdiagnosis has occurred.

Although overdiagnosis is potentially applicable to the diagnosis of any disease, its origin is in cancer screening – the systematic evaluation of asymptomatic patients to detect early forms of cancer[1]. The central harm of cancer screening is overdiagnosis – the detection of abnormalities that meet the pathologic definition of cancer (under the microscope) but will never progress to cause symptoms or death during a patient's lifetime.

Overdiagnosis and the variability of cancer progression

Cancer screening is the effort to detect cancer early, during its pre-clinical phase — the time period that begins with an abnormal cell and ends when the patient notices symptoms from the cancer. It has long been known that some people have cancers with short pre-clinical phases (fast growing, aggressive cancers), while others have cancers with long pre-clinical phases (slow growing cancers). And this heterogeneity has an unfortunate implication: namely, screening tends to disproportionately detect slow growing cancers (because they are accessible to be detected for a long period of time) and disproportionately miss the fast growing cancers (because they are only accessible to be detected for a short period of time) – the very cancers we would most like to catch. For more information, see Screening_(medicine)#Length_time_bias.

This long-standing model has a hidden assumption: namely, that all cancers inevitably progress. But some pre-clinical cancers will not progress to cause problems for patients. And if screening (or testing for some other reason) detects these cancers, overdiagnosis has occurred.

The figure below depicts the heterogeneity of cancer progression using 4 arrows to represent 4 categories of cancer progression.

File:Overdiagnosis1.jpg
Cancer screening is most useful in detecting slowly progressing cancers but can cause overdiagnosis if very slow or non-progressive cancers are detected.

The arrow labeled "Fast" represents a fast growing cancer, one that quickly leads to symptoms and to death. These are the worst forms of cancer and unfortunately often appear in the interval between screening tests. The arrow labeled "Slow" represents a slow growing cancer, one that leads to symptoms and death but only after many years. These are the cancers for which screening has arguably the greatest beneficial impact.

The arrow labeled "Very Slow" represents a cancer that never causes problems because it is growing very slowly. If a cancer grows slowly enough, then patients will die of some other cause before the cancer gets big enough to produce symptoms. This is particularly likely with small cancers in the elderly – prostate cancer in older men serves as the most prominent clinical example.

The arrow labeled "Non-progressive" represents a cancer that never causes problems because it is not growing at all. In other words, there are cellular abnormalities that meet the pathologic definition of cancer but never grow to cause symptoms – alternatively, they may grow and then regress. Although the concept of non-progressive cancers may seem implausible, basic scientists have begun to uncover biologic mechanisms that halt the progression of cancer[2][3][4]. Some cancers outgrow their blood supply (and are starved), others are recognized by the host's immune system (and are successfully contained), and some are not that aggressive in the first place.

Overdiagnosis occurs when either "Non-progressive" cancers or "Very Slow" growing cancers (more precisely, at a slow enough pace that individuals die from something else before the cancer ever causes symptoms) are detected. These two forms of cancer are collectively referred to as pseudodisease - literally false disease. Since the word "disease" implies something that makes, or will make, a person feel sick (something that causes symptoms), pseudodisease is an appropriate word for describing these abnormalities. Thus, another definition of overdiagnosis is simply the detection of pseudodisease.

Evidence for overdiagnosis in cancer

The phenomenon of overdiagnosis is most widely understood in prostate cancer[5]. A dramatic increase in the number of new cases of prostate cancer was observed following the introduction of the PSA (prostate specific antigen) screening test. Because of the problem of overdiagnosis most organizations recommend against prostate cancer screening in men with limited life expectancy - generally defined as less than 10 years (see also prostate cancer screening).

Overdiagnosis has been identified in mammographic screening for breast cancer[6][7]. Long-term follow-up of the Malmo randomized trial of mammography found a persistent excess of 115 breast cancers in the screened group 15 years after the trial was completed[8], suggesting that one-quarter of mammographically detected breast cancers represent overdiagnosis[9].

Overdiagnosis has also been identified in chest x-ray screening for lung cancer[10]. Long-term follow-up of the Mayo Clinic randomized trial of screening with chest x-rays and sputum cytology found a persistent excess of 46 lung cancer cases in the screened group 13 years after the trial was completed[11], suggesting that 20-40% of lung cancers detected by conventional x-ray screening represent overdiagnosis. There is considerable evidence that the problem of overdiagnosis is much greater for lung cancer screening using spiral-CT scans[12]

Overdiagnosis has also been associated with early detection in a variety of other cancers, including neuroblastoma[13][14], melanoma[15], and thyroid cancer[16]. In fact, some degree of overdiagnosis in cancer early detection is probably the rule, not the exception.

Harms of overdiagnosis

The fundamental paradox of early cancer detection is that while some may be helped, others get a diagnosis they'd be better off without. Overdiagnosed patients cannot benefit from the detection and treatment of their "cancer", because the cancer was never destined to cause symptoms or death. They can only be harmed. There are three categories of harm associated with overdiagnosis:

  1. Physical effects of unnecessary diagnosis and treatment: All medical interventions have side effects. This is particularly true of cancer treatments. Surgery, radiation and chemotherapy all pose varying morbidity and mortality risks.
  2. Psychological effects: there is a burden for an individual simply being labeled as "diseased" (e.g. the burden of being labeled a "cancer patient") and an associated increased sense of vulnerability.
  3. Economic burden: Not only the associated cost of treatment (from which the patient cannot benefit, because the disease posed no threat), but also - at least, in the current health care system in the United States - a potential increase in the cost of health insurance or even an inability to procure it (e.g. the diagnosis creates a pre-existing condition that affects health insurance).

While many identify false positive results as the major downside to cancer screening, there are data to suggest that - when patients are informed about overdiagnosis - they are much more concerned about overdiagnosis than false positive results[17].

Distinction between overdiagnosis and false positive results

Overdiagnosis is often confused with the term "false positive" test results, but they are two distinct concepts. A false positive test result refers to a test that suggests the presence of disease, but is ultimately proved to be in error (usually by a second, more precise test). Patients with false positive test results are told they don't have disease and are not treated; overdiagnosed patients are told they have disease and generally receive treatment.

Overdiagnosis False Positive Results
Definition Detection of a "disease" that will never cause symptoms or death during a patients lifetime A "false alarm" – an initial test result that suggests the presence of disease, but it is later proved that no disease is present.
Patient experience Told they have the disease Told that the test was wrong and they do not have the disease
Physician action Generally, initiates treatment Reassurance
Potential Harms
  • Physical effects: Side effects and mortality risk from treatments that cannot help the patient (because they did not need help)
  • Psychological effects: labeled as "diseased" and increased sense of vulnerability.
  • Economic burden: Treatment costs, may create pre-existing condition that interferes with health insurance.
  • Physical effects: Discomfort and complications from invasive diagnostic tests.
  • Psychological effects: Short term anxiety associated with near miss (e.g. "cancer scare").
  • Economic burden: Cost of diagnostic testing

Overdiagnosis bias in survival statistics

Overdiagnosis, by contributing disproportionately to early diagnosis of lethal conditions, has the effect of inflating survival statistics[18][19]. The more overdiagnosis, the better survival appears and it seems like early diagnosis is doing good. More testing is encouraged, leading to more overdiagnosis.

Overdiagnosis always inflates survival statistics. Survival rates (e.g. 5-year survival, 10-year survival) are calculated as the proportion of patients that are alive after a fixed period (e.g. 5 or 10 years) following diagnosis. Overdiagnosis inflates both the numerator and denominator of the survival statistic. The figure below shows how overdiagnosis - the detection of pseudodisease - inflates the survival statistic even when the number of deaths is stable.

File:Overdianosissurvival.jpg
Overdiagnosis can inflate survival rates without any actual health benefits.

Imagine that there is no pseudodisease detected in current practice and that among 1000 patients diagnosed, only 100 are alive 10 years later (i.e. the 10-year survival is 100 divided by 1000 or 10%). Now imagine that in addition to identifying these cancers, spiral CT scanning also identifies 4000 patients with pseudodisease - all of whom survive 10 years, since they have non-progressive cancer. The new 10-year survival will include these patients in both the numerator and denominator - leading to a 10-year survival of 4100 divided by 5000 or 82%. Note that even though survival has changed dramatically, the number of people who die has not changed – under either condition 900 patients have died. This example demonstrates how survival can be increased by overdiagnosis, even if no one avoids death.

See also

References

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  1. Welch HG. Should I Be Tested for Cancer? Maybe Not and Here’s Why. University of California Press (2006 paperback, 2004 hardback)
  2. Mooi WJ, Peeper DS. Oncogene-induced cell senescence--halting on the road to cancer. N Engl J Med. 2006;355:1037-46
  3. Folkman J, Kalluri R. Cancer without disease. Nature. 2004;427:787.
  4. Serrano M. Cancer Regression by Senescence. New Engl J Med 2007 356:1996-97.
  5. Etzioni R, Penson DF, Legler JM, et al. Overdiagnosis due to prostate-specific antigen screening: lessons from U.S. prostate cancer incidence trends. J Natl Cancer Inst. 2002;94:981-90.
  6. Zahl PH, Strand BH, Mæhlen J. Breast cancer incidence in Norway and Sweden during introduction of nation-wide screening: prospective cohort study. BMJ 2004; 328: 921-4.
  7. Gotzsche P, Nielsen M. Screening for breast cancer with mammography. Cochrane Database of Systematic Reviews 2006.
  8. Zackrisson S, Andersson I, Janzon L, Manjer J, Garne JP. Rate of over-diagnosis of breast cancer 15 years after end of Malmö mammographic screening trial: follow-up study. BMJ 2006; 332: 689-692.
  9. Welch HG, Schwartz LM, Woloshin S. Ramifications of screening for breast cancer: 1 in 4 cancers detected by mammography are pseudocancers. BMJ. 2006;332:727.
  10. Black WC. Overdiagnosis: An underrecognized cause of confusion and harm in cancer screening. J Natl Cancer Inst. 2000 Aug 16;92(16):1280-2.
  11. Marcus PM, Bergstralh EJ, Fagerstrom RM, Williams DE, Fontana R, Taylor WF, Prorok PC. Lung cancer mortality in the Mayo Lung Project: impact of extended follow-up. J Natl Cancer Inst. 2000;92:1308-16.
  12. Welch HG, Woloshin S, Schwartz LM, Gordis L, Gøtzsche PC, Harris R, Kramer BS, Ransohoff DF. Overstating the evidence for lung cancer screening: the International Early Lung Cancer Action Program (I-ELCAP) study. Arch Intern Med. 2007;167:2289-95.
  13. Schilling FH, Spix C, Berthold F, et al. Neuroblastoma screening at one year of age. N Engl J Med 2002 346:1047-1053.
  14. Yamamoto K, Hanada R, Kikuchi A, et al. Spontaneous regression of localized neuroblastoma detected by mass screening. J Clin Oncol 1998;16:1265-69.
  15. Welch HG, Woloshin S, Schwartz LM. Skin biopsy rates and incidence of melanoma: population based ecological study. BMJ. 2005;331:481-4.
  16. Davies L, Welch HG. The increasing incidence of thyroid cancer in the United States, 1973-2002. JAMA 2006;295;2164-7.
  17. Schwartz LM, Woloshin S, Sox HC, Fischhoff B, Welch HG. US women's attitudes to false positive mammography results and detection of ductal carcinoma in situ: cross sectional survey. BMJ. 2000;320:1635-40.
  18. Black W, Welch H. Advances in diagnostic imaging and overestimations of disease prevalence and the benefits of therapy. N Engl J Med 1993;328:1237-43.
  19. Welch H, Schwartz L, Woloshin S. Are increasing 5-year survival rates evidence of success against cancer? . JAMA 2000;283:1975-78.